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INTRODUCTION
LETTER
UPDATES BY
ISSUE AREA
- Update on the Development of ISO's Social
Responsibility Standard
- Key ISO Draft Environmental Standards Moving Forward
- China Limits the Application of International CSR Standards
- Miscellaneous
News
HOW TO UNSUBSCRIBE
Dear INNI members,
We are pleased to send you this 9th issue of the International
NGO Network on ISO Online Update. As you will see below, there have
been a lot of advances in ISO's development of environmental and
social standards. And as we have predicted, ISO continues to expand
the scope of its standards making and to broaden its influence on
our society and environment. To help communicate to the wider public
the significance of this evolution in the role of international
standards, the INNI Secretary has developed a Frequently
Asked Questions about ISO, which can be found on our website.
We have also updated our INNI Fact
Sheet, which summarizes how international standards affect our
life, and why citizens and civil society groups need to get more
involved. We hope these new materials will help raise awareness
about international standards, and attract more NGO colleagues into
the Network. Please pass this bulletin on to others in the NGO community
who you believe might be interested in (or affected by) ISO's work
in these areas.
As always, feel free to email us at inni@pacinst.org
with any comments or feedback you may have.
Best regards,
Jason Morrison
Pacific Institute
Update on the Development of ISO's Social Responsibility
Standard
Experts participating in ISO's
Working Group on Social Responsibility (WG on SR) have been working
diligently to complete various tasks assigned to them during the
WG's inaugural meeting in March 2005. Six sub-groups called Task
Groups (TGs), some of which are temporary, were created under the
WG to resolve the contentious issue of what topics will actually
be included in the guidance standard, as well as to advance various
administrative, outreach, and funding-related issues facing the
WG. (For more information on the tasks for each TGs, click
here.) By the end of June, each TG circulated to the full WG
membership a report of its preliminary decisions and findings for
further discussion at the next WG meeting in late September in Bangkok,
Thailand. The major task for that WG meeting will be to finalize
the design specification (i.e., outline) of the standard, and to
determine, if possible, the permanent leadership of the TG(s) that
will carry out the actual standard development work.
ISO SR Governance Controversy
In mid-June, ISO's senior management, the Technical Management Board
(TMB), prompted some controversy by passing a resolution "clarifying"
that the WG on SR shall not develop a Management System Standard,
referred to in ISO parlance simply as MSS. This pronouncement, which
was made while WG experts were in the midst of deliberations on
the issue, came as a total surprise to everyone in the WG, including
the WG leadership. The WG experts' discussion on the type and design
of the new standard had been taking place within Task Groups, and
the issue was going to be discussed during the next WG meeting in
Bangkok. However, the TMB's unilateral decision has preempted further
discussion of the subject. At issue in the MSS debate was the concern
by some, particularly industry, that an MSS standard for SR would
be too prescriptive and could also open the door for inappropriate
use in the context of third party certification. Other experts were
of the view that the guidance in the SR standard would be most valuable
if it were provided in a format that can easily be integrated into
organizations' existing management structures. They also argued
that an MSS framework would improve the ability of external audiences
to assess the degree to which organizations are living up to the
full range of their SR commitments.
The fact that the resolution was passed without any
consultation with the WG on SR or its leadership has raised questions
about the function and authority of the WG, which from its inception
has put a special emphasis on the multi-stakeholder process and
consensus-based decision-making. In addition, the fact that the
TMB resolution was substantively aligned with the industry position
on the matter has spurred cynicism in some NGOs, who have grown
increasingly concerned that ISO is incapable of meaningfully evolving
from its historical basis as an industry-dominated institution.
In response to an inquiry by the WG on SR leadership
on the rationale for the TMB's decision, the chair of the TMB, Ziva
Patir, released a letter
explaining that the resolution was passed to clarify the intent
of previous TMB resolutions and New
Work Item Proposal for the SR standard. The letter, however,
did not address one of the fundamental concerns conveyed by some
WG participants that the TMB's top-down decision without any input
from the WG erodes the validity of the multi-stakeholder decision-making
model the WG is intended to operate under, and also could eventually
undermine the credibility and legitimacy of ISO's SR standard. Concerned
about this development, the consumer and NGO stakeholder groups
within the SR WG issued statements
in July, asking the TMB not to make future decisions that affect
the contents of the standard without a request by, or consultation
with, the WG's leadership.
Definition of Stakeholder Groups
The WG on SR represents ISO's first attempt to achieve balanced
stakeholder participation in the standards development process.
ISO established special operating procedures for the WG, including
a request that national member bodies participating in the work
nominate a maximum of six experts, one for each of the six stakeholder
categories: industry, government, labor, consumer, NGO, and other.
However, since no clear definition or explanation of these stakeholder
categories was provided by ISO (or WG's leadership), confusion among
participating countries and liaison organizations has led to inconsistent
categorization of experts. For instance, some member countries assigned
experts representing industry trade associations to the "other"
category, or even NGO category in light of their non-profit status,
whereas other countries assigned similar representatives to the
industry category. National standards bodies also presented a stakeholder
categorization dilemma with some countries assigning them to the
"other" category and other countries classifying them
as NGO or government. (In many developing countries, national standards
bodies are actually government agencies.)
In response to some of the categorization problems
evident at the first WG meeting, several discussions on this topic
started in parallel. Within the Chairman's Advisory Group (CAG),
an advisory body for the SR WG leadership, the representative of
the International Labour Organization (ILO) proposed a set
of definitions and processes to frame how experts from each
stakeholder category might be chosen. Also, at the national level,
in order to select its delegates for the SR WG, the United States
national mirror body to the WG developed its own definitions
for the six stakeholder categories. In recognition that the
definitions must be applied consistently across national member
bodies, the US mirror body submitted its definitions to the WG leadership
for consideration (and modification) at the international level.
The NGO Group of the SR WG took a different approach, deciding to
take it upon itself to define the concept of "NGO," as
well as eligibility to the group. NGO Group participants also agreed
that each of its constituent NGOs should be responsible for a self-assessment
of whether it meets the NGO definition, and where necessary explaining
this decision to the other NGOs. The NGO definition and organizational
disclosure requirements for participation in the NGO Group can be
found on the INNI website.
Since the success of the ISO SR standard relies
heavily on the ability of the WG to establish a truly multi-stakeholder
process to develop the standard, we believe it is crucial to develop
clear stakeholder definitions that are accepted by consensus of
the entire WG. Considering that the use of stakeholder category
quota is the precedent-setting initiative within ISO, and that ISO
will likely look to produce more sustainable development-related
standards that would require balanced stakeholder involvement, this
discussion becomes even more significant.
More information
Key ISO Draft Environmental Standards Moving
Forward
Drafts of a number of ISO's environmental standards
- on Climate Change, Environmental Communications, and Water Management
- have taken a step toward their finalization after receiving strong
support in recent balloting by member countries. In June 2005, ISO's
ballot on its three-part
Draft International Standard (DIS) on Greenhouse Gas accounting,
ISO 14064, was approved overwhelmingly, with Australia casting
the only negative vote out of 60 countries. Despite the broad member
country support, some in the business community maintain reservations
about certain aspects of the draft standard. Comments
submitted by International Chamber of Commerce, for example,
express concerns about a provision requiring organizations to include
indirect emissions in their greenhouse gas reporting. The ICC is
also critical of a procedural decision taken by ISO's Working Group
on Climate Change to advance all three parts of the draft standard
simultaneously, rather than elevate two of the more polished parts
of the standard at this time, while holding the part on greenhouse
gas reduction projects back for further work.
The Working Group, at its next meetings in Sydney
in late July and Madrid in mid-September 2005, will discuss member
country comments submitted during the voting period. However, considering
the very high approval rate and the relatively late stage in the
standard's development (only one more step before final publication),
it is unlikely that the present drafts will undergo substantial
change. The group will now start preparing a Final Draft International
Standard (FDIS), which member countries will vote to either approve
or reject verbatim. If approved, the final standard is scheduled
for publication in early 2006.
In May 2005, ISO's
Draft International Standard ISO 14063 - Environmental Communications
- Guidelines and Examples was also approved by large majority
of member countries, with 56 out of 57 countries voting to approve
the DIS. Canada was the only country against advancing to the DIS
stage, arguing among other things, that the inclusion of provisions
relating to stakeholder engagement is beyond the intended scope
of the standard. Technical Committee 207 Working Group 4 will now
discuss comments submitted with the ballot, with a goal of preparing
the FDIS by late this year and publishing the final standard by
early 2006.
Also in June 2005, Committee Drafts (CD) of ISO's
water management standards passed the first formal vote by ISO Technical
Committee 224 participating member countries. Guidelines
for the service to users (ISO 24510) was approved by 16 out
of 20 countries voting, and the other two standards, Guidelines
for the assessment of wastewater services and the management of
utilities (ISO 24511); and Guidelines
for the assessment of drinking water services and the management
of utilities (ISO 24512) were also approved overwhelmingly with
19 countries voting for, and Argentina the only country casting
a disapproval vote. Two liaison organizations, European Union of
National Associations of Water Suppliers and Waste Water Services
(EUREAU) and Consumers International also submitted their comments,
which were largely supportive of the documents. (Click here for
EUREAU's position statement
on the Committee Drafts)
Although all three drafts were approved by the majority
of the TC 224 member countries, the results of the ballot revealed
that more than half of the developing countries participating in
TC 224 did not cast their vote or submit comments. Further, four
out of the five member countries that didn't vote on all the standards
were from Africa (South Africa, Kenya, and Tunisia did not vote
at all and Nigeria voted only on ISO/CD 24512), making Zimbabwe
and Morocco the only African countries that fully participated in
the voting process. This is especially concerning given the implications
of these standards for Africa, as well as the fact that more meaningful
participation by developing countries has been repeatedly recognized
as important by the membership of TC 224. Several programs have
been implemented by TC 224 to improve developing country involvement,
such as the creation of a developing country ad hoc group, hosting
of three regional fora, and capacity-building twinning arrangements
between developing and developed country members.
TC 224 will discuss all comments submitted during
the CD review phase at its next meeting in Berlin, Germany in October
2005.
China Limits the Application of International CSR
Standards
According to the report by the
Kenan Institute, China has announced it will limit and monitor
certification to international CSR and labor standards. In November
2004, the Certification and Accreditation Administration of China
(CNCA), the Chinese government's certification authority, announced
that, among others things, no social responsibility certification,
such as to Social Accountability (SA) 8000 may be conducted without
approval from CNCA. It also stated the ISO Social Responsibility
guidance standard being developed, and in which China is participating,
should not be used for auditing or certification purposes. Further,
in a seemingly contradictory move, it announced that the China State
Standardization Management Commission will investigate the feasibility
of a domestic Chinese CSR standard. Until that research is completed,
foreign companies that have obtained international labor and environmental
certifications in China must report them to the CNCA.
Should China decide to establish its own national
CSR standard it would not necessarily be a negative development,
but it would certainly raise a slew of questions. For instance,
it is unknown how long it would take to publish such a standard,
nor is it clear whether the standard would be voluntary or mandatory,
and if the latter, whether it would be accompanied by a reliable
enforcement mechanism. Also unclear is whether China's new CSR standard
would be accompanied by monitoring/certification processes of any
kind, and if so, whether they would have the same public credibility
or effectiveness as international certification schemes such as
SA8000. Moreover, should China decide to create a national standard
and restrict the use of international ones, it would go against
the current trend toward greater harmonization and integration of
the numerous CSR standards and certification systems, such as is
happening in the context of ISO's SR standardization process. This
leads to further questions such as would China continue to participate
in the development of the international SR standard being produced
by ISO? And might China's standard differ substantively from the
international guidance established by ISO?
More
information
Miscellaneous News
ISO Releases Draft International Standard on Environmental
Declarations
ISO Technical Committee 207's Working Group on "Type
III" Environmental Labelling has released for ballot and comment
a draft of its standard under development, ISO
14025 - Environmental labels and declarations - Type III environmental
declarations -Principles and procedures. Type III environmental
declarations, which are based on life-cycle assessment (LCA), are
used to communicate to businesses and/or end-use consumers information
about the composition and environmental characteristics of products.
The ISO 14025 standard describes the procedures and requirements
regarding how to establish and implement Type III environmental
product declaration programs. Interested organizations can download
the standard at INNI's
Draft International Standard page, and are encouraged
to submit comments to their respective national standards bodies
or the INNI Secretariat.
Draft of New ISO Standard for GHG Validation
and Verification Bodies Released
In May 2005, ISO released the first draft of
a new standard that sets out requirements for bodies that provide
validation or verification assessments of greenhouse gas emissions.
The new standard, "ISO
14065: Greenhouse gases - Requirements for greenhouse gas validation
and verification bodies for use in accreditation or other forms
of recognition," is a joint effort of ISO TC 207's Working
Group on Climate Change and ISO's Committee on Conformity Assessment
(CASCO). The joint working group was created in August 2004 and
has made very rapid progress on developing the new standard since
then. Unless unanticipated issues arise during the comment period,
this document will very likely be elevated to the Draft International
Standard stage by a resolution of TC 207 at its next meeting in
September 2005. The proposed target date for the standard's publication
is the end of 2006.
ISO Articles on Water Management Standards
ISO's monthly trade publication, ISO Focus, has released
multiple articles providing an overview of its water management
standards, as well as updates on standardization activities within
ISO Technical Committee 224. Three of the articles, "ISO/TC
224 "Service activities relating to drinking water supply systems
and wastewater systems - Quality criteria of the service and performance
indicators", "Water
- a worldwide challenge" and "Getting
water to all: ISO/TC 224 studies how to optimize water supply,"
were written by the TC 224 leadership and give a summary of TC 224's
work program, in addition to a review of the draft standards' contents.
Another article, "Something
for all or some?," by Robin Simpson, Consumers International's
delegate to TC 224, examines how the concept of "a human right
to water" can be integrated in the ISO water standards. Other
ideas discussed in Simpson's article include: consumers' right to
service without having a signed contract, managing water cuts in
an equitable manner, and public supervision of service contracts
during the drafting stage.
Proposal Approved for New ISO Standard on Risk
Management
In February 2005, Japan, in partnership with Australia,
submitted a proposal
to develop a new ISO standard on risk management. Entitled "General
Guidelines for Principles and Implementation of Risk Management,"
the proposed standard aims to provide practical guidance on the
risk management process, including issues such as risk identification,
evaluation, and treatment. The proposed structure of the standard
follows the management system approach, such as the one used in
ISO's quality and environmental management system standards. The
standard is not intended for certification. The proposal passed
overwhelmingly, with 25 member countries voting in favor, and only
two countries, USA and Germany, voting against.
European Consumer Organization Takes Position on
Standardization of Information and Communication Technology
ANEC, the European consumer voice in standardization,
recently released a
position paper on future challenges of standardization in the area
of Information and Communication Technology (ITC). ANEC states
that there is a genuine need to reform the standardization system
so as to ensure effective consumer participation in order to develop
standards that meet consumers' requirements, both in the ICT sector
and in general. The paper lists five principles on which ICT standardization
should be based: openness and transparency; enhanced consumer participation,
consensus, implementation and assessment of standards, and cautious
use of new deliverables and non-formal standard setting fora. For
more information, visit ANEC's website:http://www.anec.org.
ISEAL Makes Call for Public Comment on its Code
of Good Practice for Setting Social and Environmental Standards
The ISEAL Alliance's Code
of Good Practice for Setting Social and Environmental Standards
is undergoing its first review and revision process since its publication
one year ago. ISEAL, a formal collaboration of international voluntary
standard-setting and conformity assessment organizations, released
the Code in 2004 to set out best practices for how voluntary social
and environmental standards should be developed. ISEAL is inviting
public review and comment on all aspects of the Code, including
its applicability and usefulness. The comment period ends July 31st,
2005. For more information, visit ISEAL's website: http://www.isealalliance.org.
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